fourteenth-report.pdf
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Independent Monitoring Team
Fourteenth Status Report of the Independent Monitor
Delphine Allen, et al., v. City of Oakland, et al.
July 31, 2009 to January 13, 2010
Page 24
are received directly by the Communications Division or relayed to the Communications
Divisions by supervisors or officers in the field; 2) ensure that when complaints are received
directly by the Communications Division a sergeant is assigned to respond to the complainant to
initiate the complaint process; and 3) ensure that IAD is promptly informed of complaints logged
on the Daily Incident Log (DIL) by the Communications Division. As previously reported, the
implementation of this process reflects a striking cultural shift from years back when complaints
that were not received directly by IAD were often lost or ignored.
During our review, we did identify some problems with the DIL system and with IAD
learning of misconduct allegations that are made in connection with use of force incidents. We
informed IAD of these problems and, to its credit, it took immediate action to address the
problems, including conducting internal audits and reinforcing policy requirements with OPD
supervisors.
In addition to the requirements discussed above, Task 4 requires that OPD ensure that all
complaints it receives are processed and tracked. In sharp contrast to the practice a few years
ago, when hundreds of complaints a year were not assigned an identifying number and were
effectively lost and uninvestigated, our review of over 1,600 matters entered into the IAD
database during the period reviewed demonstrated that all but four had received an IAD case
number, which is assigned to all misconduct complaints, or an IAD intake number, which is
assigned to all matters, including service complaints, that OPD determines are not misconduct
complaints. Upon review of the matters that were not numbered, we determined that only one of
them should have received an IAD intake number. This is a striking and important difference
from past practice.
During the thirteenth reporting period, we assessed OPD’s compliance in actual practice
with the two remaining provisions of Task 4 and found that OPD was in compliance with all of
Task 4. Our review reports contained a series of recommendations aimed at assisting OPD to
address areas likely to cause it compliance problems and to ensure that the gains that have been
made are maintained.
OPD is in compliance with Task 4. Portions of this task (4.7 and 4.10) will be actively
monitored under the MOU. The Monitor will conduct the required audits, reviews or studies to
assess whether OPD is complying with the substantive task requirements. (MOU, paragraph
10.) The remainder of this task will not be actively monitored under the MOU. If the Monitor
observes material non-compliance with the remainder of this task, the Monitor may conduct
reviews as necessary to determine whether the City has fallen out of substantial compliance and
the extent and nature of the alleged deficiency. (MOU, paragraph 11.)
5.
Complaint Procedures for IAD (Task 5; S.A. III.E.)
a.
Settlement Agreement Requirements
• By June 15, 2004, OPD must develop a policy to provide
immediate access to a supervisor to all citizens seeking to file a
complaint. The Settlement Agreement sets forth certain